Estimation of individual tree aboveground biomass of genetically diverse Catalpa bungei based on nonlinear mixed-effects models and UAV LiDAR data.

Abstract

Introduction Accurate estimation of individual tree aboveground biomass (AGB) is essential for tree species selection, carbon accounting, and precision forestry. Unmanned aerial vehicle (UAV) LiDAR provides rapid access to detailed tree structural information, offering a promising tool for high-frequency biomass assessment. Methods In this study, a nonlinear mixed-effects (NLME) model integrating UAV LiDAR and field measurements was developed to quantify the influence of genetic heterogeneity and environmental factors on AGB estimation of Catalpa bungei . Data from 2,941 trees across 79 genotypes were collected in Henan Province, including LiDAR-derived tree height ( L H ), LiDAR-derived crown diameter ( L CD ), and AGB. By incorporating genotype as a random effect and planting density as a dummy variable, the NLME model significantly outperformed traditional dummy-variable models. Results Genotype effects explained significant AGB variation, achieving high accuracy (R²=0.7916, RMSE = 3.7095) and reducing TRE by 23.29% compared to the basic power function model. Leave-one-genotype-out cross-validation confirmed robustness. Calibration with the four largest trees yielded the best performance (TRE = 13.09%), while a simplified scheme using only two trees per genotype maintained high accuracy (TRE = 13.24%), markedly reducing field effort. Discussion These results highlight the superiority of NLME AGB models over linear approaches and demonstrate that accounting for genotype effects is critical for reliable biomass estimation. The proposed framework provides an efficient and cost-effective solution for biomass monitoring, tree breeding, carbon sink assessment, and precision forestry.

Plant phenotyping relevance

UAV LiDARと非線形混合効果モデルを統合し、個体樹木の地上部バイオマスという植物形質を推定する方法を開発・検証しており、フェノタイピング手法が中心である。

Code and data availability

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