Smallholder maize area and yield mapping at national scales with Google Earth Engine

Abstract

Accurate measurements of maize yields at field or subfield scales are useful for guiding agronomic practices and investments and policies for improving food security. Data on smallholder maize systems are currently sparse, but satellite remote sensing offers promise for accelerating learning about these systems. Here we document the use of Google Earth Engine (GEE) to build “wall-to-wall” 10 m resolution maps of (i) cropland presence, (ii) maize presence, and (iii) maize yields for the main 2017 maize season in Kenya and Tanzania. Mapping these outcomes at this scale is extremely challenging because of very heterogeneous landscapes, lack of cloud-free satellite imagery, and the low quantity of quality ground-based data in these regions.First, we computed seasonal median composites of Sentinel-1 radar backscatter and Sentinel-2 optical reflectance measures for each pixel in the region, and used them to build both crop/non-crop and maize/non-maize Random Forest (RF) classifiers. Several thousand crop/non-crop labels were collected through an in-house GEE labeler, and thousands of crop type labels from the 2015–2017 growing seasons were obtained from various sources. Results show that the crop/non-crop classifier successfully identified cropland with over 85% out-of-sample accuracy in both countries, with Sentinel-1 being particularly useful for prediction. Among the cropped pixels, the maize/non-maize classier had an accuracy of 79% in Tanzania and 63% in Kenya.To map maize yields, we build on past work using a scalable crop yield mapper (SCYM) that utilizes simulations from a crop model to train a regression that predicts yields from observations. Here we advance past approaches by (i) grouping simulations by Global Agro-Environmental Stratification (GAES) zones across the two countries, in order to account for landscape heterogeneity, (ii) utilizing gridded datasets on soil and sowing and harvest dates to setup model simulations in a scalable way; and (iii) utilizing all available satellite observations during the growing season in a parsimonious way by using harmonic regression fits implemented in GEE. SCYM estimates were able to capture about 50% of the variation in the yields at the district level in Western Kenya as measured by objective ground-based crop cuts.Finally, we illustrated the utility of our yield maps with two case studies. First, we document the magnitude and interannual variability of spatial heterogeneity of yields in each district, and how it varies for different parts of the region. Second, we combine our estimates with recently released soil databases in the region to investigate the most important soil constraints in the region. Soil factors explain a high fraction (72%) of variation in predicted yields, with the predominant factor being soil nitrogen levels. Overall, this study illustrates the power of combining Sentinel-1 and Sentinel-2 imagery, the GEE platform, and advanced classification and yield mapping algorithms to advance understanding of smallholder agricultural systems.

Plant phenotyping relevance

衛星画像、GEE、作物モデル、機械学習を統合してトウモロコシ収量を推定・地図化する手法が中心で、地上収量との検証も行っているため、地域マッピングであっても植物形質（収量）の実質的な推定手法研究に該当する。

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