Plant area index estimation from UAV LiDAR time-series over cherry orchards

Abstract

Purpose In recent years, there has been a growing use of unmanned aerial vehicle (UAV) based light detection and ranging (LiDAR) data for mapping plant area index (PAI) in orchards. However, using LiDAR time-series collected throughout the growing season to assess PAI variations in response to phenology, represents an understudied area of investigation. Furthermore, establishing the optimal spatial resolution for mapping biophysical variables of tree crops from LiDAR point cloud data remains poorly defined. Here, we assess the capability of a UAV-based LiDAR system to characterize cherry trees throughout the growing season, with a focus on monitoring PAI and the vertical structure of individual trees. Methods A time-series of 14 point cloud acquisitions with a density of 3300 points/m2 was collected between February and December 2022, covering all phenological stages of a cherry orchard in southern France. A voxel-based method was applied to create a three-dimensional grid within which PAI was estimated for each voxel. PAI was mapped by accumulating the individual voxel-based PAI values within each vertical voxel column. Results The results demonstrate that a voxel size of at least 0.7 m is required to retrieve reliable PAI estimates (RMSE = 0.58 m2.m−2, MAE = 0.48 m2.m−2, bias = 0.19 m2.m−2, rRMSE = 23%, and R2 = 0.51), while a voxel size of 1 m produced the most accurate PAI estimates (RMSE = 0.5 m2.m−2, MAE = 0.41 m2.m−2, bias = 0.07 m2.m−2, R2 = 0.59), when assessed against field-based PAI measurements obtained with a LAI-2200 Plant Canopy Analyzer. The temporal variation of canopy PAI illustrated the progression of key phenological stages, including flowering, leaf development, ripening and senescence, as well as the response of the canopy to drought stress (reduction in PAI due to leaf rolling) during the summer. The maps of PAI successfully described the variations in leaf canopy density for different cherry varieties and allowed assessment of the vertical PAI profile at the individual tree level, which provides valuable insight into tree condition. Conclusion This study confirms that seasonal UAV-LiDAR monitoring is a viable, informative approach for capturing orchard canopy dynamics at the individual tree and sub-canopy level, linking canopy structure to phenology, varietal differences, and stress responses across the growing season.

Plant phenotyping relevance

UAV-LiDARとボクセル法による樹冠PAI・垂直構造の推定手法を開発・検証し、時系列および個体レベルで評価しているため、植物フェノタイピング手法が中心である。

Code and data availability

The article's Data Availability statement indicates the LiDAR point cloud and field PAI datasets are available only from the corresponding author upon reasonable request; no public repository, code deposit, or author URL for datasets or analysis code is provided. All listed URLs are cited references, not paper-specific

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