Inversion of nitrogen content in apple leaves using an explainable PSO-CNN model.

Abstract

Introduction The integration of hyperspectral technology with machine learning and deep learning algorithms offers an effective method for accurately and non-destructively estimating the percentage of nitrogen in apple tree leaves, as well as for rapid nutrient diagnosis. Methods This study was conducted in apple orchards in Qixia City, Shandong Province, where hyperspectral data were collected from Red Fuji apple trees during the new-shoot-stop-growing stage (NSS) and the autumn-shoot-stop-growing stage (ASS). Following hyperspectral preprocessing and characteristic wavelength selection, regression models-including random forest (RF), support vector machine (SVM), convolutional neural network (CNN), and particle swarm optimization convolutional neural network (PSO-CNN)-were developed and compared. Results The results showed that CNN significantly outperformed RF and SVM, and that PSO-CNN further improved prediction performance. The PSO-CNN model achieved an R² of 0.886 on the training set and an R² of 0.774, an RMSE (%) of 0.095, and an RPD of 2.086 on the test set. Validation using samples from different phenological stages demonstrated acceptable prediction accuracy ( R 2 = 0.625, RMSE = 0.173, RPD = 1.529), with uniformly distributed errors and no systematic bias, indicating good generalization capability and stability. SHAP analysis revealed that the PSO-CNN model primarily relied on the near-infrared and short-wave infrared bands, where reflectance was negatively correlated with nitrogen content. Discussion These spectral regions are closely associated with leaf biochemical structure, suggesting that the model predicts nitrogen content by capturing spectral information related to leaf biochemical characteristics. Overall, the PSO-CNN model improves nitrogen prediction performance by expanding the hyperparameter search space while preserving the CNN architecture, enabling rapid and accurate nutrient diagnosis in apple leaves.

Plant phenotyping relevance

リンゴ葉の窒素含量という植物形質を、ハイパースペクトル計測とPSO-CNNで推定する手法を開発し、複数モデル比較と異なる生育段階での検証を行っており、表現型取得・推定が研究の中心である。

Code and data availability

The supplied blocks describe hyperspectral leaf sampling and PSO-CNN modeling but contain no public dataset, image, code, or model deposit. No data availability statement text with a repository or URL appears in the provided blocks.

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