Estimating Plant Physiological Parameters for Vitis vinifera L. Using In Situ Hyperspectral Measurements and Ensemble Machine Learning

Abstract

Accurate prediction of photosynthetic parameters is pivotal for precision viticulture, as it enables non-invasive monitoring of plant physiological status and informed management decisions. In this study, spectral reflectance data were used to predict key photosynthetic parameters such as assimilation rate (A), effective photosystem II (PSII) quantum yield (ΦPSII), and electron transport rate (ETR), as well as stem and leaf water potential (Ψstem and Ψleaf), in Vitis vinifera (cv. Müller-Thurgau) grown in an experimental vineyard in Lower Franconia (Germany). Measurements were obtained on 25 July, 7 August, and 12 August 2024 using a LI-COR LI-6800 system and a PSR+ hyperspectral spectroradiometer. Various machine learning models (SVR, Lasso, ElasticNet, Ridge, PLSR, a simple ANN, and Random Forest) were evaluated, both as standalone predictors and as base learners in a stacking ensemble regressor with a Random Forest meta-learner. First derivative reflectance (FDR) preprocessing enhanced predictive performance, particularly for ΦPSII and ETR, with the ensemble approach achieving R2 values up to 0.92 for ΦPSII and 0.85 for A at 1 nm resolution. At coarser spectral resolutions, predictive accuracy declined, though FDR preprocessing provided some mitigation of the performance loss. Diurnal patterns revealed that morning to mid-morning measurements, particularly between 9:00 and 11:00, captured peak photosynthetic activity, making them optimal for assessing vine vigor, while midday water potential declines indicated favorable timing for irrigation scheduling. These findings demonstrate the potential of integrating hyperspectral data with ensemble machine learning and FDR preprocessing for accurate, scalable, and high-throughput monitoring of grapevine physiology, supporting real-time vineyard management and the use of cost-effective sensors under diverse environmental conditions.

Plant phenotyping relevance

ハイパースペクトル測定と機械学習によるブドウの光合成・水ポテンシャル推定が研究の中心であり、複数モデルの性能評価と前処理比較も実施しているため。

Code and data availability

The paper describes in situ hyperspectral and physiological measurements (180 combined measurements) and scikit-learn ensemble modeling, but no public phenotype dataset, image/sensor data deposit, or author analysis code repository is stated. The only supplementary link (mdpi.com s1) is not among allowed URLs and is a

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